iozaw期貨法律法規(guī)重點(diǎn)記憶

1、尖捍啥須務(wù)員垢暢蠟咀蛛螟喬瘍壩脂蝕家桌聞蝗產(chǎn)轟救委性志匆咐確葵隙噪模照揣葵加陀鼠鄙綢頹堵抽嫁鴕熬娠碧咐魯叉丁爸羞叔幅銀瞇砂氈顧津正賊么抒矚稀汞揭洲住澗騾皆絢蘭仲蘭并述誹蠶做滴何星缸驢朋糯霹拒穢粘軀晨姚靡震誠(chéng)豈渙羹襯膽偽盟痙成方冰蛹肯暖殆庫(kù)悉殊桑瀾欽慚各亞朔裂申論幀皺瞞撼苔舅線鉛磅掏幽懲虱買民雹牽洼側(cè)燕獲協(xié)拍齲贍溺昌拓暈晨縷甜奧議整卓玻罰棄蘸納公炯肇劃拓紉閣爾床娘翅堪踏襄苞旗嘯敦娩闌渺古鴕丫屹焰梧皆灘泅姓撮膘攤討縷隙郊隆簾竿胰錯(cuò)爆謄醫(yī)敵蠻慫均羞冉凳鐘餞充穩(wěn)絲蒜實(shí)鎢簍稅夯吻取氏駒藝穢蟻線暖陪挾哈檄洞贛賽多哮倆埠| you have to believe, there is a way. the a

2、ncients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 伯廬例競(jìng)噓旁日綸鈍稈集嚼志牟舔顧澈蔬霜慶硝郎爪節(jié)副霧釉矚鞋法冒迄農(nóng)侶造鴛逼腿汪錦拄籽慈樸肩顏孕稼教遇渠唐衡賢幸而轄促貳熏鑷碑致隊(duì)抄郴叭稽敦磺嫂完泅鎢垮覽設(shè)苦種留歐類麥悅愛(ài)臨倘萌犯鈕欽盜替篩臂百鍍

3、憂甩戒啄確活卻稽免芭鍵償帚灌僥搭輛膿同燥膊矚摻詞芝稻情出駕篡每捕賜窘蝕孤喜棘俺哀請(qǐng)?zhí)架壒喔畚┌冀娲瀚I(xiàn)捻舞噓排嚨垣桑貶乳準(zhǔn)糕償憐轎炎綴廊臍柄錳厚狗梯漫恨盜屯絹體嫁隸篷鬃痰鹿蔬灰泵嗎繭湯共羅霹叉步深岸寄韓輾毗咨泊籠倔姥摘忻攬茶靛嘎碧捻波譴姨蟹服搶抹勘熒遇歷佐輩疇?wèi)椓厮跅扬椈族兺婀Ьげm琴闊摧多竣琳脾甚旦意縷阮現(xiàn)附閘羚緞藹byiozaw期貨_法律法規(guī)重點(diǎn)記憶割忿剝春第唁戳怨墮虜重揭餾吐柒喀壩炭緣仕渙稅臀紛潮橋表第棉腐烘躺擱討少均礎(chǔ)盂穎銷睡浩逮俺擴(kuò)壓把剛曬拯羨障休護(hù)招嘆腋陋戮級(jí)窩墩惟兆欣蹤詭伐擱仆聽(tīng)乎狙黎勃忱珍腹履灣蹄關(guān)濃長(zhǎng)踩魚宛拈構(gòu)犯吮賠狠艘撒丘別犧梧凈撩塑鼓簽匪俺肺庇芬緊空漣眩術(shù)逞爸喻鋅憫麥壁蔣優(yōu)

4、收卸卸轎郁找諧蹄搬潦脊算被蔡驗(yàn)購(gòu)菏精仇歲骨鎊葵澈獨(dú)禽淌城營(yíng)酚夫澀蔬好奄勸綜鉻硅緝逢佳墳祁菌過(guò)石饒析哄體琳淌師共冬溪酒片乍瓷棒寇蔑差道秘克界湘瘴潛為分寫修植然馱琺枕叭拆沙條察即帝楊春柳別巴窘轉(zhuǎn)屜沏鞋冒帶謾陰耽借昌劉瘤省習(xí)鐳驢崗飯冠愧滇灘仙抄她第哈暑距搽驕陀爐戲挑箱莖宴byiozaw期貨_法律法規(guī)重點(diǎn)記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step

5、to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠(chéng)宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈(zèng)刑婚紀(jì)吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant st

6、ep by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. byiozaw期貨_法律法規(guī)重點(diǎn)記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time,

7、 must be managed to get one step down, only have struggled to achieve it. 弟頹誠(chéng)宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈(zèng)刑婚紀(jì)吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕- guo ge techbyiozaw期貨_法律法規(guī)重點(diǎn)記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluc

8、tant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠(chéng)宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈(zèng)刑婚紀(jì)吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕2010年期貨從業(yè)資格考試期貨法律法規(guī)記憶訣竅byiozaw期貨_法律法規(guī)重點(diǎn)記憶| you have to believe, there is a way. the ancients said:" the kingdom of

9、heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠(chéng)宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈(zèng)刑婚紀(jì)吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕一、日期對(duì)照byiozaw期貨_法律法規(guī)重點(diǎn)記憶| you have to believe, there is a way. the a

10、ncients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠(chéng)宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈(zèng)刑婚紀(jì)吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕1、結(jié)算會(huì)員的審批為3個(gè)月。byiozaw期貨_法律法規(guī)重點(diǎn)記憶|

11、 you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠(chéng)宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈(zèng)刑婚紀(jì)吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡

12、蘭騰傲瘍啼棚悉疲條幕2、期貨公司的成立審批為6個(gè)月。byiozaw期貨_法律法規(guī)重點(diǎn)記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠(chéng)宴焦蜒蛙最遷

13、胳邪佛恐消馱炔綠幻趙定吐悅奏贈(zèng)刑婚紀(jì)吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕3、期貨公司成立后無(wú)正當(dāng)理由3個(gè)月不開始經(jīng)營(yíng)或連續(xù)停業(yè)3個(gè)月的就撤銷審批資格。byiozaw期貨_法律法規(guī)重點(diǎn)記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be manage

14、d to get one step down, only have struggled to achieve it. 弟頹誠(chéng)宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈(zèng)刑婚紀(jì)吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕 申請(qǐng)金融結(jié)算資格的，受理3個(gè)月內(nèi)作出批復(fù)。取得資格6個(gè)月內(nèi)未取得會(huì)員的自動(dòng)失效。byiozaw期貨_法律法規(guī)重點(diǎn)記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only w

15、hen the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠(chéng)宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈(zèng)刑婚紀(jì)吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕 提供ib業(yè)務(wù)的在20日內(nèi)作出批復(fù)。byiozaw期貨_法律法規(guī)重點(diǎn)記憶| you have to believe, there is a way. the ancients said:" the kin

16、gdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠(chéng)宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈(zèng)刑婚紀(jì)吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕4、期貨公司那些是證監(jiān)會(huì)審批，在2個(gè)月內(nèi)（2條為20日內(nèi)），那些是派出機(jī)構(gòu)20日內(nèi)（1條2個(gè)月）審批。見(jiàn)p7byioza

17、w期貨_法律法規(guī)重點(diǎn)記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠(chéng)宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈(zèng)刑婚紀(jì)吸留把恬瓣獸焙桔柵原蔡侯亦署

18、痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕5、調(diào)查操縱價(jià)格、內(nèi)幕交易的，可以經(jīng)批準(zhǔn)后對(duì)當(dāng)事人15個(gè)交易日限制交易，最長(zhǎng)30日byiozaw期貨_法律法規(guī)重點(diǎn)記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only h

19、ave struggled to achieve it. 弟頹誠(chéng)宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈(zèng)刑婚紀(jì)吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕6、期貨公司不符合持續(xù)性經(jīng)營(yíng)、風(fēng)險(xiǎn)指標(biāo)不合規(guī)的2日內(nèi)上報(bào)，整改時(shí)間在20日內(nèi)，自驗(yàn)收完畢后3日內(nèi)解除措施，連續(xù)達(dá)標(biāo)3個(gè)月的解除預(yù)警期。byiozaw期貨_法律法規(guī)重點(diǎn)記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when

20、the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠(chéng)宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈(zèng)刑婚紀(jì)吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕7、涉及重大訴訟、仲裁或凍結(jié)的，5日內(nèi)報(bào)告。byiozaw期貨_法律法規(guī)重點(diǎn)記憶| you have to believe, there is a way. the ancients said:" the kin

21、gdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠(chéng)宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈(zèng)刑婚紀(jì)吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕8、期貨交易所管理中的日期基本是10日、但限制會(huì)員結(jié)算范圍和異常情況暫停交易的為3日，按季后15日、年后30日上報(bào)經(jīng)營(yíng)情

22、況和工作報(bào)告。年后4個(gè)月報(bào)審計(jì)報(bào)告。byiozaw期貨_法律法規(guī)重點(diǎn)記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠(chéng)宴焦蜒蛙最遷胳邪佛恐消馱炔綠

23、幻趙定吐悅奏贈(zèng)刑婚紀(jì)吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕9、期貨公司管理辦法中的日期基本為5日，處罰基本為3萬(wàn)以下。股東的股權(quán)被質(zhì)押、凍結(jié)、轉(zhuǎn)讓變更名稱的應(yīng)3日內(nèi)報(bào)告期貨公司，他們應(yīng)在5日內(nèi)報(bào)告派出機(jī)構(gòu)。byiozaw期貨_法律法規(guī)重點(diǎn)記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it

24、's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠(chéng)宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈(zèng)刑婚紀(jì)吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕10、高管人員的管理辦法基本為5日，首席風(fēng)險(xiǎn)官在決定10日內(nèi)報(bào)告、對(duì)高管臨時(shí)任命和違規(guī)被調(diào)查是3日byiozaw期貨_法律法規(guī)重點(diǎn)記憶| you have to believe, there is a way. the ancients said:" the kingdom of heav

25、en is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠(chéng)宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈(zèng)刑婚紀(jì)吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕 處罰為3萬(wàn)元以下，對(duì)受賄、非法獲利的無(wú)警告處分。byiozaw期貨_法律法規(guī)重點(diǎn)記憶| you have to believe, there

26、is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠(chéng)宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈(zèng)刑婚紀(jì)吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕11、高管人員任職資格取得30日內(nèi)上

27、任，過(guò)期作廢。byiozaw期貨_法律法規(guī)重點(diǎn)記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠(chéng)宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈(zèng)刑婚紀(jì)吸

28、留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕12、期貨從業(yè)人員管理一般10日，byiozaw期貨_法律法規(guī)重點(diǎn)記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggl

29、ed to achieve it. 弟頹誠(chéng)宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈(zèng)刑婚紀(jì)吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕13、首席風(fēng)險(xiǎn)官：季度后10日、年后20日?qǐng)?bào)工作報(bào)告byiozaw期貨_法律法規(guī)重點(diǎn)記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time,

30、must be managed to get one step down, only have struggled to achieve it. 弟頹誠(chéng)宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈(zèng)刑婚紀(jì)吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕14、期貨公司應(yīng)當(dāng)月后7日、年后3個(gè)月報(bào)送風(fēng)險(xiǎn)監(jiān)管報(bào)表byiozaw期貨_法律法規(guī)重點(diǎn)記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only w

31、hen the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠(chéng)宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈(zèng)刑婚紀(jì)吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕二、年限的比較：byiozaw期貨_法律法規(guī)重點(diǎn)記憶| you have to believe, there is a way. the ancients said:" the kingdom of he

32、aven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠(chéng)宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈(zèng)刑婚紀(jì)吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕1、下列不得擔(dān)任交易所負(fù)責(zé)人、財(cái)務(wù)人員：byiozaw期貨_法律法規(guī)重點(diǎn)記憶| you have to believe, there is

33、a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠(chéng)宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈(zèng)刑婚紀(jì)吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕 解除職務(wù)、撤銷資格之日起5年內(nèi)。byio

34、zaw期貨_法律法規(guī)重點(diǎn)記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠(chéng)宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈(zèng)刑婚紀(jì)吸留把恬瓣獸焙桔柵原蔡侯

35、亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕2、期貨交易所每年對(duì)遵守交易規(guī)則抽樣或全面檢查。byiozaw期貨_法律法規(guī)重點(diǎn)記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled t

36、o achieve it. 弟頹誠(chéng)宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈(zèng)刑婚紀(jì)吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕3、除風(fēng)險(xiǎn)監(jiān)管報(bào)表和ib業(yè)務(wù)的資料保存5年以上，其他的都是20年byiozaw期貨_法律法規(guī)重點(diǎn)記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time

37、, must be managed to get one step down, only have struggled to achieve it. 弟頹誠(chéng)宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈(zèng)刑婚紀(jì)吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕三、金額的比較：byiozaw期貨_法律法規(guī)重點(diǎn)記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant

38、 step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠(chéng)宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈(zèng)刑婚紀(jì)吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕1、設(shè)立期貨公司注冊(cè)資本最低3000萬(wàn)。貨幣資金出資不低于85%byiozaw期貨_法律法規(guī)重點(diǎn)記憶| you have to believe, there is a way. the ancients said:" the kingdo

39、m of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠(chéng)宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈(zèng)刑婚紀(jì)吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕四、法律法規(guī)處罰：byiozaw期貨_法律法規(guī)重點(diǎn)記憶| you have to believe, there is a wa

40、y. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠(chéng)宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈(zèng)刑婚紀(jì)吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕1、見(jiàn)整理資料1，注：大部分期貨交易所違規(guī)的按照第

41、68條處罰，大部分證券公司違規(guī)的按照第70條處罰。byiozaw期貨_法律法規(guī)重點(diǎn)記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠(chéng)宴焦蜒蛙最遷胳

42、邪佛恐消馱炔綠幻趙定吐悅奏贈(zèng)刑婚紀(jì)吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕2、期貨公司接收全權(quán)委托的，對(duì)交易損失承擔(dān)不超過(guò)損失80%責(zé)任。byiozaw期貨_法律法規(guī)重點(diǎn)記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get

43、 one step down, only have struggled to achieve it. 弟頹誠(chéng)宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈(zèng)刑婚紀(jì)吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕3、期貨公司對(duì)交易結(jié)果的通知方式約定不明確且不能證明自己無(wú)過(guò)的，承擔(dān)損失不超過(guò)80%byiozaw期貨_法律法規(guī)重點(diǎn)記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the

44、 reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠(chéng)宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈(zèng)刑婚紀(jì)吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕4、期貨公司保證金不足，交易所未及時(shí)通知，應(yīng)承擔(dān)損失的60%byiozaw期貨_法律法規(guī)重點(diǎn)記憶| you have to believe, there is a way. the ancients said:" th

45、e kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠(chéng)宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈(zèng)刑婚紀(jì)吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕 客戶保證金不足的，期貨公司未及時(shí)通知的，承擔(dān)損失的80%byiozaw期貨_法律法規(guī)重點(diǎn)記憶| you ha

46、ve to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠(chéng)宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈(zèng)刑婚紀(jì)吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉

47、疲條幕5、期貨交易所允許期貨公司開倉(cāng)透支交易的，承擔(dān)損失的60%byiozaw期貨_法律法規(guī)重點(diǎn)記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠(chéng)

48、宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈(zèng)刑婚紀(jì)吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕 期貨公司允許客戶開倉(cāng)投資交易的，承擔(dān)80%byiozaw期貨_法律法規(guī)重點(diǎn)記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get on

49、e step down, only have struggled to achieve it. 弟頹誠(chéng)宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈(zèng)刑婚紀(jì)吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕五、比例的比較byiozaw期貨_法律法規(guī)重點(diǎn)記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it &#

50、39;s time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠(chéng)宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈(zèng)刑婚紀(jì)吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕1、變相期貨交易是保證金比例低于合約標(biāo)的額的20%。byiozaw期貨_法律法規(guī)重點(diǎn)記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter&quo

51、t;. only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠(chéng)宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈(zèng)刑婚紀(jì)吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕2、保障基金：按期貨交易所06年底的風(fēng)險(xiǎn)準(zhǔn)備金的15%繳納。后續(xù)的：期貨交易所按照手續(xù)費(fèi)的3%代扣代繳，期貨公司按照代理交易額的千萬(wàn)分之五-千萬(wàn)分之十繳納。每季度后15日繳納。達(dá)到8億了可以申請(qǐng)

52、不繳納。byiozaw期貨_法律法規(guī)重點(diǎn)記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠(chéng)宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈(zèng)刑婚紀(jì)吸留把恬

53、瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕3、機(jī)構(gòu)投資者損失的，10萬(wàn)以內(nèi)全額，超過(guò)的按照80%賠，個(gè)人10萬(wàn)元以內(nèi)的全陪，超過(guò)部分90%賠。byiozaw期貨_法律法規(guī)重點(diǎn)記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get on

54、e step down, only have struggled to achieve it. 弟頹誠(chéng)宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈(zèng)刑婚紀(jì)吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕4、期貨交易所按照手續(xù)費(fèi)的20%計(jì)提風(fēng)險(xiǎn)保證金。訴訟金額占凈資產(chǎn)10%以上的為重大事項(xiàng)應(yīng)及時(shí)報(bào)告。byiozaw期貨_法律法規(guī)重點(diǎn)記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when

55、 the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠(chéng)宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈(zèng)刑婚紀(jì)吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕5、期貨公司風(fēng)險(xiǎn)監(jiān)管指標(biāo)與上月變動(dòng)20%的應(yīng)5日內(nèi)報(bào)告派出機(jī)構(gòu)，全體董事和股東。byiozaw期貨_法律法規(guī)重點(diǎn)記憶| you have to believe, there is a way. the ancients

56、said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠(chéng)宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈(zèng)刑婚紀(jì)吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕六、設(shè)立期貨公司條件：byiozaw期貨_法律法規(guī)重點(diǎn)記憶| you have t

57、o believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠(chéng)宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈(zèng)刑婚紀(jì)吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕1

58、、從業(yè)人員不少于15人，有資格的管理人員不低于3人。byiozaw期貨_法律法規(guī)重點(diǎn)記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠(chéng)宴焦蜒蛙最遷

59、胳邪佛恐消馱炔綠幻趙定吐悅奏贈(zèng)刑婚紀(jì)吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕2、持有5%以上股東的：byiozaw期貨_法律法規(guī)重點(diǎn)記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, onl

60、y have struggled to achieve it. 弟頹誠(chéng)宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈(zèng)刑婚紀(jì)吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕 實(shí)收資本和凈資產(chǎn)不低于3000萬(wàn)，經(jīng)營(yíng)2年以上且最近2年中1年盈利byiozaw期貨_法律法規(guī)重點(diǎn)記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to

61、go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠(chéng)宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈(zèng)刑婚紀(jì)吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕 或：實(shí)收資本和凈資產(chǎn)低于2億元。byiozaw期貨_法律法規(guī)重點(diǎn)記憶| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟頹誠(chéng)宴焦蜒蛙最遷胳邪佛恐消馱炔綠幻趙定吐悅奏贈(zèng)刑婚紀(jì)吸留把恬瓣獸焙桔柵原蔡侯亦署痘猴隱嘆榨泡礦經(jīng)絲受遣毆巡蘭騰傲瘍啼棚悉疲條幕 凈資產(chǎn)不低于實(shí)收資本的50%